BD
Benjamin M. Decoteau
PUTNAM INVESTMENT MANAGEMENT
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 6204033
BD
Professional summary
Benjamin M Decoteau, who also goes by Ben Mark Decoteau, Benjamin Mark Decoteau, is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Boston, Massachusetts.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Benjamin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Mark Decoteau | Benjamin Mark Decoteau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin M Decoteau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2023 - Present
PUTNAM INVESTMENT MANAGEMENT, LLC
Office #1: 100 Federal St, Boston, MA 02110RIA
CRD#: 106629
BOSTON, MA
Current
July 2, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Federal Street, Boston, MA 02110BD
CRD#: 109064
Boston, MA
Past
May 26, 2023 - July 2, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
Boston, MA
Past
July 27, 2021 - May 12, 2023
MORGAN STANLEY
RIA
CRD#: 149777
Middleton, MA
Past
May 13, 2021 - May 12, 2023
MORGAN STANLEY
BD
CRD#: 149777
Middleton, MA
Past
July 25, 2016 - March 30, 2021
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
August 12, 2015 - July 12, 2016
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2024)
RR
Alaska(7/2/2024)
RR
Arizona(7/2/2024)
RR
Arkansas(7/2/2024)
RR
California(7/2/2024)
RR
Colorado(7/2/2024)
RR
Connecticut(7/2/2024)
RR
Delaware(7/2/2024)
RR
District of Columbia(7/2/2024)
RR
Florida(7/2/2024)
RR
Georgia(7/2/2024)
RR
Hawaii(7/2/2024)
RR
Idaho(7/2/2024)
RR
Illinois(7/2/2024)
RR
Indiana(7/2/2024)
RR
Iowa(7/2/2024)
RR
Kansas(7/2/2024)
RR
Kentucky(7/2/2024)
RR
Louisiana(7/2/2024)
RR
Maine(7/2/2024)
RR
Maryland(7/2/2024)
IAR
Massachusetts(6/14/2023)
RR
Massachusetts(7/2/2024)
RR
Michigan(7/2/2024)
RR
Minnesota(7/2/2024)
RR
Mississippi(7/2/2024)
RR
Missouri(7/2/2024)
RR
Montana(7/2/2024)
RR
Nebraska(7/2/2024)
RR
Nevada(7/2/2024)
RR
New Hampshire(7/2/2024)
RR
New Jersey(7/2/2024)
RR
New Mexico(7/2/2024)
RR
New York(7/2/2024)
RR
North Carolina(7/2/2024)
RR
North Dakota(7/2/2024)
RR
Ohio(7/2/2024)
RR
Oklahoma(7/2/2024)
RR
Oregon(7/2/2024)
RR
Pennsylvania(7/2/2024)
RR
Puerto Rico(7/2/2024)
RR
Rhode Island(7/2/2024)
RR
South Carolina(7/2/2024)
RR
South Dakota(7/2/2024)
RR
Tennessee(7/2/2024)
RR
Texas(7/2/2024)
RR
Utah(7/2/2024)
RR
Vermont(7/2/2024)
RR
Virgin Islands(7/2/2024)
RR
Virginia(7/2/2024)
RR
Washington(7/2/2024)
RR
West Virginia(7/2/2024)
RR
Wisconsin(7/2/2024)
RR
Wyoming(7/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Federal St, Boston, MA 02110
Mailing Address
Phone number
(617) 292-1000
Established
Firm type
Fiscal year end
# of Employees
197
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,208,444,537 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629Boston, MA 02110TRUST BUT VERIFY
Monitor Benjamin Decoteau
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
