William T. Ankelein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Ankelein was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 10 firms and has passed the Series 63, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1987 - August 15, 2000
SCHNEIDER SECURITIES, INC.
March 21, 1986 - June 26, 1987
TAMARON INVESTMENTS, INC.
May 28, 1985 - February 6, 1986
B.C. CHRISTOPHER SECURITIES CO.
June 13, 1983 - May 30, 1985
QUINN & CO., INC.
April 20, 1981 - March 10, 1983
TRANSNATIONAL SECURITIES INC.
April 10, 1979 - May 23, 1980
RAUSCHER PIERCE REFSNES, INC.
February 3, 1978 - April 18, 1979
LM CONSOLIDATED FINANCIAL CORP.
March 22, 1977 - April 1, 1978
TD WEALTH MANAGEMENT SERVICES INC.
October 2, 1975 - May 4, 1977
E. F. HUTTON & COMPANY INC
August 4, 1970 - July 21, 1975
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 7/31/1970
General Securities Principal ExaminationSeries 1
Date: 7/31/1970
Registered Representative ExaminationCurrent Firm
SCHNEIDER SECURITIES, INC.
CRD#: 16434 / SEC#: , 8-33967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHNEIDER FINANCIAL CORP | CORPORATION | |
| BIXLER, CLARENCE LEROY JR | DIRECTOR | 22327 |
| DURAYBITO, SIEGFRIED PETER | OWNER | 1030619 |
| HINKLE, STEVEN RAY | CHIEF EXECUTIVE OFFICER/DIRECTOR | 838034 |
| KOCH, KEITH ARLAN | DIRECTOR | 1197658 |
| LOWE, TERRI ELAINE | CHIEF FINANCIAL OFFICER/DIRECTOR | 1823203 |
| MCENENY, TIMOTHY SEAN JR | OWNER | 2250543 |
| MURRAY, JAY ALAN | OWNER | 1958868 |
| NORTON, GREGORY BRUCE | DIRECTOR | 2041583 |
| OROURKE, THOMAS JOSEPH | PRESIDENT/DIRECTOR | 353467 |
| ROUSE, RICHARD JOHN | VICE-PRESIDENT/DIRECTOR | 1135898 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 17 |
Red Flags
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