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Siegfried Peter Duraybito

CRD# 1030619·Registered 1982 - 2015
Previously Registered: Being a previously registered professional could mean that Siegfried is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Siegfried Peter Duraybito was a registered financial advisor. Siegfried was a previously registered financial advisor and started their career in finance 1982 - 2015. Siegfried had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BULLANDBEARWISE MANAGEMENT·CRD# 132002
RIA
Littleton, CO
September 28, 2005 - December 15, 2015
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
May 31, 1985 - July 11, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
September 17, 1984 - April 17, 1985
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
March 2, 1982 - August 31, 1984

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Current Firm

BM
BULLANDBEARWISE MANAGEMENT

BULLANDBEARWISE MANAGEMENT

CRD#: 132002

Contact Information

Main Address

Littleton, CO

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1982About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1985About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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