Austin B. King
Professional summary
Austin Bickford King, who also goes by Austin B. King, was a registered financial advisor .
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Austin had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2025 - Present
April 8, 2022 - August 11, 2025
IBN ADVISORY SERVICES, INC.
September 30, 2021 - August 11, 2025
IBN FINANCIAL SERVICES, INC.
March 31, 2019 - May 19, 2021
SUTTER SECURITIES INCORPORATED
June 26, 2018 - May 19, 2021
SUTTER CAPITAL PARTNERS, LLC
June 14, 2018 - February 17, 2021
BOUSTEAD SECURITIES, LLC
June 8, 2018 - April 1, 2019
SUTTER SECURITIES CLEARING, LLC
January 25, 2017 - March 20, 2018
RAINMAKER SECURITIES, LLC
September 12, 2016 - December 1, 2016
WESTPARK CAPITAL, INC.
July 15, 2016 - December 1, 2016
WESTPARK CAPITAL, INC.
February 16, 2016 - July 20, 2016
NEWPORT COAST SECURITIES, INC.
February 11, 2016 - July 20, 2016
NEWPORT COAST SECURITIES, INC.
February 4, 2014 - June 10, 2014
DINOSAUR FINANCIAL GROUP, L.L.C
August 5, 2013 - July 11, 2014
ALPHA STRATEGIES INVESTMENT CONSULTING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2025)
Exams
Current firm
No current employment
Red Flags
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