Nicholas J. Prunier
STRATEGIC ADVISERS LLC | Financial Consultant
GROTON, CT
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CRD#: 6202091
Professional summary
Nicholas John Paul Prunier, CFP®, who also goes by Nicholas Prunier, Nick John Paul Prunier, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Groton, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Providence, Rhode Island.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As your Financial Consultant I partner with you and your family to create holistic financial plans that provide a clear path to understand and prepare for your financial goals on your terms. It is my primary focus to build our relationship on a foundation of collaboration, candor and respect to give you the peace of mind in knowing that you are well positioned to handle life's uncertainties.
Question & Answer
What are your service offerings?
Retirement Planning
Long-term Care
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Education Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Nicholas Prunier | Nick John Paul Prunier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas John Paul Prunier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
University of New Hampshire
Bachelor of Arts (BA) - Majors in Economics and Political Science
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10 Memorial Boulevard, Providence, RI 02903RIA
CRD#: 104555
GROTON, CT
Current
August 12, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10 Memorial Boulevard, Providence, RI 02903BD
CRD#: 7784
Providence, RI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PROVIDENCE, RI
Past
December 1, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NASHUA, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2024)
RR
Arizona(6/13/2023)
RR
California(1/5/2022)
RR
Connecticut(12/3/2013)
IAR
Connecticut(3/31/2025)
RR
District of Columbia(3/1/2024)
RR
Florida(12/17/2020)
RR
Georgia(12/3/2013)
RR
Illinois(7/23/2024)
RR
Maine(12/17/2020)
RR
Massachusetts(12/3/2013)
RR
Michigan(3/4/2022)
RR
Montana(9/11/2025)
RR
New Hampshire(12/17/2020)
RR
New Jersey(12/3/2013)
RR
New York(6/4/2021)
RR
North Carolina(9/29/2023)
RR
Pennsylvania(6/4/2021)
RR
Puerto Rico(4/9/2024)
RR
Rhode Island(1/2/2014)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(10/8/2021)
RR
South Dakota(4/9/2024)
RR
Texas(10/8/2021)
IAR
Texas(3/31/2025)
RR
Utah(10/2/2024)
RR
Vermont(3/1/2024)
RR
Virginia(3/15/2021)
RR
Washington(6/28/2023)
RR
Wisconsin(12/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Groton, CTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
