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MR

Michael J. Reali

FUTU CLEARING
Jersey City, NJ 07311
Some features on this profile are disabled
CRD#: 6202081
MR

Professional summary

Michael Joseph Reali is a registered financial professional currently at FUTU CLEARING INC located in Jersey City, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 12 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Reali's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2024 - Present

FUTU CLEARING INC

Office #1: 185 Hudson St - 5 Harborside Ste. 2602, Jersey City, NJ 07311
BD
CRD#: 298769
Jersey City, NJ
Past

July 15, 2021 - July 3, 2024

DRIVEWEALTH, LLC

BD
CRD#: 165429
New York, NY
Past

December 3, 2018 - May 27, 2020

CFWP SECURITIES, LLC

BD
CRD#: 170228
NEW YORK, NY
Past

December 3, 2018 - September 3, 2020

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY
Past

December 3, 2018 - September 3, 2020

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

December 3, 2018 - September 3, 2020

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

December 3, 2018 - September 3, 2020

FMX EXECUTION, LLC

BD
CRD#: 154075
NEW YORK, NY
Past

December 3, 2018 - September 3, 2020

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

December 3, 2018 - September 3, 2020

AQUA SECURITIES L.P.

BD
CRD#: 47681
NEW YORK, NY
Past

December 3, 2018 - December 1, 2020

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

December 4, 2017 - September 3, 2020

CF SECURED, LLC

BD
CRD#: 285841
NEW YORK, NY
Past

December 4, 2017 - September 3, 2020

CANTOR FITZGERALD & CO.

BD
CRD#: 134
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 12/4/2017
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FUTU CLEARING INC
FUTU CLEARING INC

CRD#: 298769 / SEC#: , 8-70215

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
12750 Merit Drive Suite 475, Dallas, TX 75251
Mailing Address
12750 Merit Drive Suite 475, Dallas, TX 75251
Phone number
(972) 665-6903
Established
Delaware since 08/13/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FUTU US INCOWNER
DU, SHUANGHEAD OF US OPERATIONS5005050
KELLY, PATRICK JAMESCHIEF EXECUTIVE OFFICER3126322
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
SHEN, QIUFANGHEAD OF FINANCE3158926
STIFELMAN, GLEN ROBERTCHIEF COMPLIANCE OFFICER1699013

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUTU CLEARING INC

CRD#: 298769Jersey City, NJ 07311

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