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SB

Shannon M. Bora-cooper

VANDERBILT ADVISORY SERVICES
Schaumburg, IL 60173
Some features on this profile are disabled
CRD#: 6200596
SB

Professional summary

Shannon Michelle Bora-cooper, who also goes by Shannon Michelle Bora, Shannon M Bora, is a registered financial advisor currently at VANDERBILT ADVISORY SERVICES located in Schaumburg, Illinois and VANDERBILT SECURITIES, LLC located in Schaumburg, Illinois.

Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shannon has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shannon Michelle Bora | Shannon M Bora

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Michelle Bora-cooper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2022 - Present

VANDERBILT ADVISORY SERVICES

Office #1: 1827 Walden Office Square Suite 520 Suite 203, Schaumburg, IL 60173
RIA
CRD#: 116537
Schaumburg, IL
Current

September 10, 2021 - Present

VANDERBILT SECURITIES, LLC

Office #1: 1827 Walden Office Square Suite 520, Schaumburg, IL 60173
BD
CRD#: 5953
Schaumburg, IL
Past

May 24, 2021 - September 14, 2021

TRIAD ADVISORS LLC

BD
CRD#: 25803
Park Ridge, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANDERBILT ADVISORY SERVICES
4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166

RIA
Registered Investment Advisory firm - (10/23/2012 Approved)
California
Registered Investment Advisory firm - (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/12/2022)
IAR
Illinois
(11/12/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/11/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/22/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/26/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VA
VANDERBILT ADVISORY SERVICES
4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166

RIA
Registered Investment Advisory firm - (10/23/2012 Approved)
California
Registered Investment Advisory firm - (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)
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Contact information

Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
161

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (12/16/2025)

Regulatory assets under management

Total Number of Accounts6,470
AUM (Assets Under Management)$ 2,111,673,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANDERBILT ADVISORY SERVICES

CRD#: 116537Schaumburg, IL 60173

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