Stephen E. Rasoletti
Professional summary
Stephen Edward Rasoletti, who also goes by Stephen Edward Rasoletti, Stephen Rasoletti, is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2016. Stephen has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 79TO and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Edward Rasoletti's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2025 - Present
ICR CAPITAL LLC
Office #1: 685 Third Avenue 2nd Floor, New York, NY 10017November 26, 2022 - August 12, 2025
FIFTH THIRD SECURITIES, INC.
October 13, 2016 - October 30, 2018
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2025)
Exams
Series 7TO
Date: 9/27/2023
General Securities Representative ExaminationSeries 79TO
Date: 11/26/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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