Beau Geste D'silva

RETIREMENT WELLNESS GROUP

Pasadena, CA 91101

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CRD#: 6199152

Professional summary

Beau Geste D'silva, AIF®, who also goes by Beau Geste Dsilva, is a registered financial advisor currently at RETIREMENT WELLNESS GROUP located in Pasadena, California.

Beau Geste is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Beau Geste has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beau Geste Dsilva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beau Geste D'silva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 13, 2018 - Present

RETIREMENT WELLNESS GROUP

Office #1: 123 South Marengo Ave. Suite 200, Pasadena, CA 91101

RIA

CRD#: 297255

Pasadena, CA

Past

January 25, 2016 - May 31, 2018

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

TORRANCE, CA

Past

October 14, 2015 - May 31, 2018

M HOLDINGS SECURITIES, INC.

CRD#: 43285

TORRANCE, CA

Past

July 27, 2013 - September 28, 2015

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT WELLNESS GROUP

RETIREMENT WELLNESS GROUP | RETIREMENT WELLNESS GROUP LLC

CRD#: 297255 / SEC#: 801-113447

RIA

Registered Investment Advisory firm - (6/15/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/25/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/25/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/26/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT WELLNESS GROUP

RETIREMENT WELLNESS GROUP | RETIREMENT WELLNESS GROUP LLC

CRD#: 297255 / SEC#: 801-113447

RIA

Registered Investment Advisory firm - (6/15/2018 Approved)

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Contact information

Main Address

123 South Marengo Ave. Suite 200, Pasadena, CA 91101

Mailing Address

Phone number

(949) 757-1799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWG ADV PART 2A (6/23/2025)

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 523,670,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Beau Geste D'silva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beau Geste D'silva's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

Primary Firm SEC Registration

RETIREMENT WELLNESS GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2016

Series 65

Date: 1/25/2016

SIE

Date: 5/31/2018

Series 6

Date: 7/26/2013

Current Firm

RETIREMENT WELLNESS GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT WELLNESS GROUP

TRUST BUT VERIFY

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