Jan Albertus Pieterse
Professional Summary
Jan Albertus Pieterse is a registered financial advisor currently at FRANKLIN DISTRIBUTORS, LLC located in Pasadena, California. Jan is registered as a RR (Registered Representative) and started their career in finance in 2013. Jan has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
Current Firm
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
Contact Information
Main Address
One Franklin Parkway, San Mateo, CA 94403Mailing Address
1201 Wills Street, Baltimore, MD 21231Phone Number
(800) 632-2350Established
Delaware since 12/01/2000Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
State Registrations and Notice Filings
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
(4/10/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING
CRS (Client Relationship Summary) - BD
Click below to view Jan Albertus Pieterse's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
DIWY FINANCIAL PLANNING