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TB

Tiffany A. Banjany

EMPIRE ASSET MANAGEMENT COMPANY
New York, NY 10006
Some features on this profile are disabled
CRD#: 6197186
TB

Professional summary

Tiffany Ann Banjany is a registered financial professional currently at EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.

Tiffany is registered as a RR (Registered Representative) and started their career in finance in 2018. Tiffany has worked at 1 firm and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tiffany Ann Banjany's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2018 - Present

EMPIRE ASSET MANAGEMENT COMPANY

Office #1: 29 Broadway 12 Floor, New York, NY 10006
BD
CRD#: 143007
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/26/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPIRE ASSET MANAGEMENT COMPANY
EMPIRE ASSET MANAGEMENT COMPANY

CRD#: 143007 / SEC#: , 8-67520

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
29 Broadway 12th Floor, New York, NY 10006
Mailing Address
29 Broadway 12th Floor, New York, NY 10006
Phone number
(212) 417-8239
Established
New York since 11/02/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EMPIRE INVESTMENT GROUP HOLDINGS, LLCMEMBER-MANAGER
BANJANY, LAUREN MARIECHIEF OPERATIONS OFFICER4899767
EMPIRE ASSET MANAGEMENT OF NY, LTD.MANAGER
ZEOLI, GREGG LANCECEO/CCO/PRESIDENT/SHAREHOLDER/CROP/SROP/FINOP2620340

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPIRE ASSET MANAGEMENT COMPANY

CRD#: 143007New York, NY 10006

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