Pamela N. Talley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Nootshara Pettus Talley, CFP®, who also goes by Pamela Nootshara Pettus, Pam Pettus, Pamela Pettus, Pamela Nootshara Talley, Pam Talley, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2013. Pamela had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
January 10, 2017 - August 13, 2021
SEVEN SPRINGS WEALTH GROUP
August 16, 2016 - August 29, 2020
SECURITIES SERVICE NETWORK, LLC
October 3, 2013 - December 19, 2014
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
SEVEN SPRINGS WEALTH GROUP
CRD#: 127411 / SEC#: 801-64641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEVEN SPRINGS WEALTH GROUP
CRD#: 127411 / SEC#: 801-64641
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,534 |
| AUM (Assets Under Management) | $ 1,206,364,435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
