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AS

Arya A. Shalmani

Some features on this profile are disabled
CRD#: 6195654
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arya Asgharzadeh Shalmani, who also goes by Alex A Shalmani, Arya Shalmani, was a registered financial professional .

Arya is a previously registered financial professional and started their career in finance in 2013. Arya had worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alex A Shalmani | Arya Shalmani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 21, 2020 - December 10, 2020

PAYCHEX SECURITIES CORPORATION

BD
CRD#: 39733
ROCHESTER, NY
Past

December 18, 2017 - December 26, 2019

INTE SECURITIES LLC

BD
CRD#: 47107
BOCA RATON, FL
Past

December 21, 2015 - December 22, 2015

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
GLENDALE, CA
Past

December 17, 2015 - December 22, 2015

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
GLENDALE, CA
Past

June 5, 2015 - August 19, 2015

COMERICA SECURITIES

RIA
CRD#: 17079
LOS ANGELES, CA
Past

June 5, 2015 - August 19, 2015

COMERICA SECURITIES

BD
CRD#: 17079
LOS ANGELES, CA
Past

May 12, 2014 - June 8, 2015

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
CULVER CITY, CA
Past

May 12, 2014 - June 8, 2015

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
CULVER CITY, CA
Past

August 10, 2013 - May 7, 2014

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

July 11, 2013 - May 7, 2014

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/11/2013
General Securities Representative Examination

Current Firm

PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
WILEY, CHRISTINE LEEPRESIDENT3108303
WILEY, CHRISTINE LEECHIEF COMPLIANCE OFFICER3108303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

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