SD
Sarah F. Djamshidi
NC SECURITIES
Easton, MD 21601
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CRD#: 6194831
SD
Professional summary
Sarah F Djamshidi is a registered financial professional currently at NC SECURITIES, LLC located in Easton, Maryland.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2014. Sarah has worked at 1 firm and has passed the SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sarah F Djamshidi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2014 - Present
NC SECURITIES, LLC
Office #1: 101 Marlboro Avenue Suite 53, Easton, MD 21601BD
CRD#: 141074
Easton, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NC SECURITIES, LLC
NC SECURITIES, LLC
CRD#: 141074 / SEC#: , 8-67360
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
101 Marlboro Avenue Suite 53, Easton, MD 21601
Mailing Address
101 Marlboro Avenue Suite 53, Easton, MD 21601
Phone number
(240) 988-1296
Established
Delaware since 09/28/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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