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Gregory E. Brushett

NEW AGE ALPHA
RYE, NY 10580
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CRD#: 6194731
GB
Gregory Edward BrushettNEW AGE ALPHA

Professional summary

Gregory Edward Brushett, who also goes by Gregory E Brushett, Gregory Brushett, is a registered financial advisor currently at NEW AGE ALPHA located in Rye, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Gregory has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

At a Glance

Always Fiduciary

Aliases

Gregory E Brushett | Gregory Brushett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Edward Brushett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2020 - Present

NEW AGE ALPHA

Office #1: 555 Theodore Fremd Avenue Suite A-101, Rye, NY 10580
RIA
CRD#: 299011
RYE, NY
Past

June 11, 2024 - June 30, 2026

ULTIMUS FUND DISTRIBUTORS, LLC

BD
CRD#: 104177
CINCINNATI, OH
Past

March 3, 2021 - June 30, 2022

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

September 21, 2018 - September 4, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
WESTPORT, CT
Past

August 22, 2018 - September 4, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
WESTPORT, CT
Past

April 8, 2015 - June 22, 2018

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NEW AGE ALPHA
ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA
Registered Investment Advisory firm - (6/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/10/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/20/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/30/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 9/6/2012
National Commodity Futures Examination

Current Firm

NA
NEW AGE ALPHA
ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA
Registered Investment Advisory firm - (6/14/2019 Approved)
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Contact information

Main Address
555 Theodore Fremd Avenue Suite A-101, Rye, NY 10580
Mailing Address
Phone number
(212) 922-2699
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEW AGE ALPHA ADVISORS, LLC - FIRM BROCHURE (2/18/2026)

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 2,510,336,547

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW AGE ALPHA

CRD#: 299011Rye, NY 10580

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