Gregory E. Brushett

NEW AGE ALPHA

Rye, NY 10580

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CRD#: 6194731

Professional summary

Gregory Edward Brushett, who also goes by Gregory E Brushett, Gregory Brushett, is a registered financial advisor currently at NEW AGE ALPHA located in Rye, New York and ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gregory has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory E Brushett | Gregory Brushett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Edward Brushett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2020 - Present

NEW AGE ALPHA

Office #1: 555 Theodore Fremd Avenue Suite A-101, Rye, NY 10580

RIA

CRD#: 299011

Rye, NY

Current

June 11, 2024 - Present

ULTIMUS FUND DISTRIBUTORS, LLC

Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246

CRD#: 104177

Cincinnati, OH

Past

March 3, 2021 - June 30, 2022

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

September 21, 2018 - September 4, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

WESTPORT, CT

Past

August 22, 2018 - September 4, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

WESTPORT, CT

Past

April 8, 2015 - June 22, 2018

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW AGE ALPHA

ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(8/10/2021)

New York
(6/11/2024)

Ohio
(6/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/6/2012

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

NEW AGE ALPHA

ALPHA BUILDING BLOCKS ADVISORS, LLC | URS ADVISORS, LLC | NEW AGE ALPHA ADVISORS, LLC | NEW AGE ALPHA | NAA

CRD#: 299011 / SEC#: 801-116789

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

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Contact information

Main Address

555 Theodore Fremd Avenue Suite A-101, Rye, NY 10580

Mailing Address

Phone number

(212) 922-2699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW AGE ALPHA ADVISORS, LLC - FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 2,619,568,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory E. Brushett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Edward Brushett's CRS (Customer Relationship Summary).

Certified licenses

Experience

ULTIMUS FUND DISTRIBUTORS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

UBS ASSET MANAGEMENT (US) INC.

Primary Firm SEC Registration

NEW AGE ALPHA

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2018

Series 63

Date: 8/30/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2015

Series 3

Date: 9/6/2012

FINRA

Current Firm

NEW AGE ALPHA

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW AGE ALPHA

TRUST BUT VERIFY

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