SG
Sean P. Gunning
ARKADIOS CAPITAL
Chester Springs, PA 19425
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CRD#: 6194169
SG
Professional summary
Sean Patrick Gunning is a registered financial professional currently at ARKADIOS CAPITAL located in Chester Springs, Pennsylvania.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2015. Sean has worked at 5 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Direct Wholesale USA LLC; 2016 Serenity St Schwenksville, PA; Selling at Amazon; www.amazon.com/shops/DirectWholesaleUSA; Managing Member; Non-investment related; 2 hours per month during non-trading hours. (2) FutureFi Capital Management; 2016 Serenity St Schwenksville, PA; Holding Company for GP entity state in The Accelerator Fund LP Private security - 506c fund; www.futureficapital.fund; Managing Member; Compensation in the form of Management fees from The Accelerator Fund; 10 hours per week during non-trading hours. (3) Quantus Group, LLC dba; Life and variable life/annuity business; www.quantus.group; insurance sales; commissions; 10 hours per week during normal trading hours. (4) Top Gunning, LLC; 2016 Serenity St Schwenksville, PA 19473; start: 10/2024; was used to invest in real estate that real estate was sold in 2021 - I have decided to keep the entity active; non-active entity; $0 compensation; no hours (5) JAG LEGACY & INSURANCE SOLUTIONS; START: 4/2025; TAX AND FINANCIAL PLANNING AS WELL AS INSURANCE AND RISK PLANNING; HTTPS://WWW.JAGLEGACY.COM; COMPENSATION IN THE FORM OF FEES; 30 HOURS PER WEEK DURING NORMAL TRADING HOURS. (6)Creative Capital Wealth Management Group; Is Investment related;1208 Kimberton Road, Chester Springs, PA 19425; RIA; Wealth Advisor; 10/01/2025; 80 hrs/month; 80 hrs/month during trading; financial planning.
CRS (Client Relationship Summary) - BD
Click below to view Sean Patrick Gunning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2025 - Present
ARKADIOS CAPITAL
Office #1: 1208 Kimberton Road, Chester Springs, PA 19425BD
CRD#: 282710
Chester Springs, PA
Past
October 1, 2025 - October 22, 2025
ARKADIOS WEALTH ADVISORS
RIA
CRD#: 288863
Chester Springs, PA
Past
January 14, 2025 - October 1, 2025
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
SCHWENKSVILLE, PA
Past
October 12, 2023 - October 1, 2025
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
July 28, 2015 - September 29, 2023
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
Allentown, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/1/2025)
RR
Delaware(10/6/2025)
RR
Florida(10/1/2025)
RR
Kentucky(10/1/2025)
RR
Pennsylvania(10/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 7/22/2024
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ARKADIOS CAPITAL
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC
CRD#: 282710 / SEC#: , 8-69729
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 11/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
