Sean P. Gunning

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

Chester Springs, PA 19425

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CRD#: 6194169

Professional summary

Sean Patrick Gunning is a registered financial advisor currently at CREATIVE CAPITAL WEALTH MANAGEMENT GROUP located in Chester Springs, Pennsylvania and ARKADIOS CAPITAL located in Chester Springs, Pennsylvania.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Sean has worked at 6 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Gunning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2026 - Present

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

Office #1: 1208 Kimberton Road, Chester Springs, PA 19425

RIA

CRD#: 304376

Chester Springs, PA

Current

October 1, 2025 - Present

ARKADIOS CAPITAL

Office #1: 1208 Kimberton Road, Chester Springs, PA 19425

CRD#: 282710

Chester Springs, PA

Past

October 1, 2025 - October 22, 2025

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Chester Springs, PA

Past

January 14, 2025 - October 1, 2025

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

SCHWENKSVILLE, PA

Past

October 12, 2023 - October 1, 2025

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

July 28, 2015 - September 29, 2023

ADP BROKER-DEALER, INC.

CRD#: 37693

Allentown, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/1/2025)

Delaware
(10/6/2025)

Florida
(10/1/2025)

Illinois
(11/21/2025)

Kentucky
(10/1/2025)

Pennsylvania
(10/1/2025)

IAR

Pennsylvania
(1/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 7/22/2024

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/28/2015

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/24/2021

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

CREATE CAPITAL WEALTH MANAGEMENT | CREATIVE CAPITAL WEALTH MANAGEMENT GROUP, INC. | CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

CRD#: 304376 / SEC#:

Florida

Registered Investment Advisory firm - (11/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (12/2/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (6/27/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/10/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1208 Kimberton Road, Chester Springs, PA 19425

Mailing Address

Phone number

(610) 560-2003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 23,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean P. Gunning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Gunning's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

ARKADIOS WEALTH ADVISORS

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

ADP BROKER-DEALER, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2024

Series 63

Date: 8/13/2015

Series 22TO

Date: 7/22/2024

SIE

Date: 10/1/2018

Series 6

Date: 7/28/2015

Series 26

Date: 8/24/2021

FINRA

Current Firm

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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