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CM

Conner S. Murray

MOUNTAIN CAPITAL INVESTMENT ADVISORS
Westminster, CO 80234
Some features on this profile are disabled
CRD#: 6193414
CM

Professional summary

Conner Scott Murray, who also goes by Conner Murray, is a registered financial advisor currently at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC located in Westminster, Colorado.

Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Conner has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Conner Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Scott Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2022 - Present

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Office #1: 12235 Pecos St Suite 100, Westminster, CO 80234
RIA
CRD#: 156660
Westminster, CO
Past

April 27, 2018 - September 11, 2021

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
CHICAGO, IL
Past

September 20, 2016 - April 13, 2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 156660 / SEC#: 801-110107

RIA
Registered Investment Advisory firm - (3/22/2017 Approved)
Colorado
Registered Investment Advisory firm - (4/14/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/18/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/18/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/25/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/9/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/20/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 156660 / SEC#: 801-110107

RIA
Registered Investment Advisory firm - (3/22/2017 Approved)
Colorado
Registered Investment Advisory firm - (4/14/2017 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
12235 Pecos St Suite 100, Westminster, CO 80234
Mailing Address
Phone number
(720) 500-0050
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2026)

Regulatory assets under management

Total Number of Accounts3,631
AUM (Assets Under Management)$ 929,106,338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

CRD#: 156660Westminster, CO 80234

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