CH
Charles R. Hall
SOFI WEALTH LLC
Jacksonville, FL 32256
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CRD#: 6193348
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Professional summary
Charles R Hall, who also goes by Charles Russell Hall, is a registered financial advisor currently at SOFI WEALTH LLC located in Jacksonville, Florida and SOFI SECURITIES LLC located in Jacksonville, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Charles has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Russell Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles R Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2021 - Present
SOFI WEALTH LLC
Office #1: 5335 Gate Parkway Suite 500, Jacksonville, FL 32256RIA
CRD#: 167958
Jacksonville, FL
Current
April 1, 2021 - Present
SOFI SECURITIES LLC
Office #1: 5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256BD
CRD#: 151717
Jacksonville, FL
Past
July 3, 2017 - May 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
October 1, 2015 - May 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2021)
RR
Alaska(4/7/2021)
RR
Arizona(4/6/2021)
RR
Arkansas(4/6/2021)
RR
California(4/1/2021)
RR
Colorado(4/2/2021)
RR
Connecticut(4/2/2021)
RR
Delaware(4/9/2021)
RR
District of Columbia(4/15/2021)
RR
Florida(4/2/2021)
IAR
Florida(4/27/2021)
RR
Georgia(4/8/2021)
RR
Hawaii(4/5/2021)
RR
Idaho(4/1/2021)
RR
Illinois(4/15/2021)
RR
Indiana(4/6/2021)
RR
Iowa(4/8/2021)
RR
Kansas(4/2/2021)
RR
Kentucky(4/5/2021)
RR
Louisiana(4/5/2021)
RR
Maine(4/2/2021)
RR
Maryland(4/5/2021)
RR
Massachusetts(4/2/2021)
RR
Michigan(4/5/2021)
RR
Minnesota(4/2/2021)
RR
Mississippi(4/5/2021)
RR
Missouri(4/5/2021)
RR
Montana(4/1/2021)
RR
Nebraska(4/7/2021)
RR
Nevada(4/14/2021)
RR
New Hampshire(4/2/2021)
RR
New Jersey(4/7/2021)
RR
New Mexico(4/5/2021)
RR
New York(4/4/2021)
RR
North Carolina(4/1/2021)
RR
North Dakota(4/5/2021)
RR
Ohio(4/1/2021)
RR
Oklahoma(4/5/2021)
RR
Oregon(4/2/2021)
RR
Pennsylvania(4/2/2021)
RR
Rhode Island(4/2/2021)
RR
South Carolina(4/5/2021)
RR
South Dakota(4/8/2021)
RR
Tennessee(4/7/2021)
RR
Texas(4/3/2021)
RR
Utah(4/2/2021)
RR
Vermont(4/2/2021)
RR
Virginia(4/3/2021)
RR
Washington(4/5/2021)
RR
West Virginia(4/5/2021)
RR
Wisconsin(4/2/2021)
RR
Wyoming(4/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
234 1st Street, San Francisco, CA 94105
Mailing Address
Phone number
(855) 525-7634
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOFI WEALTH LLC
CRD#: 167958Jacksonville, FL 32256TRUST BUT VERIFY
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