Brock C. Johns

FIRST COMMAND ADVISORY SERVICES

Austin, TX 78731

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CRD#: 6191495

Professional summary

Brock Clinton Johns, who also goes by Brock Clintion Johns, Brock Clinton Johns, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Austin, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Austin, Texas.

Brock is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Brock has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brock Clintion Johns | Brock Clinton Johns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Clinton Johns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2026 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 7719 Wood Hollow Dr Suite 260, Austin, TX 78731

RIA

CRD#: 281958

Austin, TX

Current

January 20, 2026 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 7719 Wood Hollow Drive Suite 260, Austin, TX 78731

CRD#: 3641

Austin, TX

Past

October 9, 2023 - February 2, 2026

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

AUSTIN, TX

Past

October 9, 2023 - February 2, 2026

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

Austin, TX

Past

December 2, 2022 - July 24, 2023

EMPOWER WEALTH MANAGEMENT

RIA

CRD#: 305031

Cedar Park, TX

Past

May 12, 2022 - December 16, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

DRIPPING SPRINGS, TX

Past

May 12, 2022 - December 16, 2022

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 14, 2021 - April 28, 2022

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

October 14, 2021 - April 28, 2022

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

April 30, 2021 - August 17, 2021

SWBC INVESTMENT ADVISORY SERVICES LLC

RIA

CRD#: 156155

AUSTIN, TX

Past

August 13, 2019 - April 30, 2021

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

February 5, 2018 - May 31, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Austin, TX

Past

July 19, 2017 - May 31, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Austin, TX

Past

December 4, 2015 - May 10, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LAKE OSWEGO, OR

Past

July 15, 2014 - December 21, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

WILSONVILLE, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/20/2026)

IAR

Texas
(1/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DESCRIPTION OF SERVICES (12/26/2025)

WRAP PROGRAM BROCHURE (12/26/2025)

Regulatory assets under management

Total Number of Accounts	113,591
AUM (Assets Under Management)	$ 24,429,418,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brock C. Johns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Clinton Johns's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

EMPOWER WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

SWBC INVESTMENT ADVISORY SERVICES LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

VOYA FINANCIAL ADVISORS, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2018

Series 63

Date: 5/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2017

Series 6

Date: 7/15/2014

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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