Paula C. Pass
Professional summary
Paula Carole Pass, CFP®, who also goes by Paula Carole Lyons, Paula Pass, is a registered financial advisor currently at ARKAGOS ADVISORS & ASSET MANAGEMENT, INC. located in Alexandria, Virginia.
Paula is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Paula has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paula Carole Pass's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
September 27, 2021 - Present
ARKAGOS ADVISORS & ASSET MANAGEMENT, INC.
Office #1: 218 N Lee St Ste 316, Alexandria, VA 22314July 31, 2017 - August 19, 2021
BROOKSTONE CAPITAL MANAGEMENT LLC
September 8, 2015 - July 31, 2017
CENTER STREET ADVISORS, INC.
September 3, 2015 - July 31, 2017
CENTER STREET SECURITIES, INC.
July 8, 2014 - September 17, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 8, 2014 - September 17, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 6, 2013 - July 7, 2014
BROOKSTONE CAPITAL MANAGEMENT LLC
September 17, 2013 - July 7, 2014
CENTER STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/15/2024)
(2/28/2022)
(9/30/2021)
(9/29/2021)
(9/27/2021)
Exams
Current Firm
ARKAGOS ADVISORS & ASSET MANAGEMENT, INC.
CRD#: 315366 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 47,272,967 |
Red Flags
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