Matthew E. Dustin
Professional summary
Matthew Eldon Dustin is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Rockwall, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 79TO, SIE, Series 50, Series 79, Series 52, Series 7, Series 53 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Eldon Dustin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2023 - Present
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Office #1: 2850 Shoreline Trail Suite 302, Rockwall, TX 75032Office #2: 9 Greenway Plaza Suite 3120, Houston, TX 77046February 10, 2022 - April 19, 2023
THE BAKER GROUP, LP
June 3, 2013 - February 28, 2020
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2025)
(9/18/2023)
(10/18/2023)
(4/28/2025)
(9/13/2023)
(9/8/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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Company Information
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950Rockwall, TX 75032TRUST BUT VERIFY
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