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MZ

Matthew J. Zym

APW CAPITAL
Rockaway, NJ 07866
Some features on this profile are disabled
CRD#: 6191053
MZ

Professional summary

Matthew John Zym, CFP® is a registered financial professional currently at APW CAPITAL, INC. located in Rockaway, New Jersey.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew John Zym's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 9, 2026 - Present

APW CAPITAL, INC.

Office #1: 100 Enterprise Drive, Rockaway, NJ 07866
BD
CRD#: 43814
Rockaway, NJ
Past

October 25, 2019 - February 14, 2025

APW CAPITAL, INC.

BD
CRD#: 43814
Delray Beach, FL
Past

November 13, 2014 - March 7, 2019

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

RIA
CRD#: 138638
BETHLEHEM, PA
Past

November 7, 2014 - December 31, 2017

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

RIA
CRD#: 44664
BETHLEHEM, PA
Past

October 16, 2014 - March 12, 2019

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
BETHLEHEM, PA
Past

May 16, 2014 - October 8, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
TENAFLY, NJ
Past

January 1, 2014 - October 8, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
TENAFLY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(1/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/31/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
APW CAPITAL, INC.
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Phone number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APW CAPITAL, INC.

CRD#: 43814Rockaway, NJ 07866

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