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WF

William P. Fallon

OLD MISSION CAPITAL
New York, NY 10271
Some features on this profile are disabled
CRD#: 6190460
WF

Professional summary

William Peter Fallon III, who also goes by William Peter Fallon, is a registered financial professional currently at OLD MISSION CAPITAL, LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 2013. William has worked at 6 firms and has passed the Series 57TO, SIE, Series 55, Series 7, Series 56 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

William Peter Fallon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Peter Fallon III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2018 - Present

OLD MISSION CAPITAL, LLC

Office #1: 120 Broadway Street, New York, NY 10271
BD
CRD#: 146991
New York, NY
Past

August 28, 2020 - December 26, 2024

OLD MISSION MARKETS LLC

BD
CRD#: 281867
New York, NY
Past

June 9, 2016 - October 13, 2017

FLOW TRADERS U.S. LLC

BD
CRD#: 150780
NEW YORK, NY
Past

February 24, 2014 - April 6, 2016

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

July 15, 2013 - April 14, 2015

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA
Past

May 15, 2013 - April 6, 2016

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/18/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/15/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 56
Date: 5/13/2013
Proprietary Trader Qualification Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/3/2024
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

OM
OLD MISSION CAPITAL, LLC
OLD MISSION CAPITAL, LLC

CRD#: 146991 / SEC#: , 8-67867

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Phone number
(312) 235-5371
Established
Illinois since 03/19/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OLD MISSION GROUP LLCMEMBER
GUZOWSKI, JOSEF MICHAELMANAGER2989719
KEITH, ALLEN THOMASFINOP4457493
LOOBY, KEVIN PETERCHIEF COMPLIANCE OFFICER4229297
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD MISSION CAPITAL, LLC

CRD#: 146991New York, NY 10271

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