Michael Mcgrath

COUNTERPOINT ASSET MANAGEMENT LLC

Walpole, MA

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CRD#: 6190185

Professional summary

Michael Mcgrath, CFA is a registered financial advisor currently at COUNTERPOINT ASSET MANAGEMENT LLC located in Walpole, Massachusetts and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 11, 2021 - Present

COUNTERPOINT ASSET MANAGEMENT LLC

RIA

CRD#: 164291

Walpole, MA

Current

February 25, 2021 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

December 19, 2016 - October 2, 2020

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

BOSTON, MA

Past

December 19, 2016 - October 2, 2020

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

BOSTON, MA

Past

November 28, 2016 - December 23, 2016

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

Wellesley, MA

Past

November 28, 2016 - December 27, 2016

LPL FINANCIAL LLC

CRD#: 6413

WELLESLEY, MA

Past

April 3, 2015 - November 28, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WELLESLEY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(10/11/2021)

California
(7/22/2025)

Massachusetts
(2/25/2021)

Nebraska
(7/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COUNTERPOINT ASSET MANAGEMENT LLC

CRD#: 164291 / SEC#:

Arizona

Registered Investment Advisory firm - (3/8/2017 Approved)

California

Registered Investment Advisory firm - (7/30/2012 Approved)

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Contact information

Main Address

12770 High Bluff Dr Suite 380, San Diego, CA 92130

Mailing Address

Phone number

(838) 314-9300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 79,037,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Mcgrath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2016

Series 63

Date: 1/14/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2015

Series 6

Date: 4/3/2015

FINRA

Current Firm

COUNTERPOINT ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COUNTERPOINT ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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