Joseph A. Georges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph A Georges, CFP®, who also goes by Joseph A Georges, Joseph Allen Georges, Joseph Georges, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2013. Joseph had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
July 29, 2022 - March 10, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
June 22, 2021 - September 28, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
June 22, 2021 - September 28, 2021
ALLSTATE FINANCIAL SERVICES, LLC
November 18, 2019 - June 28, 2021
CENTER STREET ADVISORS, INC.
September 10, 2019 - June 23, 2021
CENTER STREET SECURITIES, INC.
June 28, 2019 - September 4, 2019
CALTON & ASSOCIATES, INC.
June 28, 2019 - September 4, 2019
CALTON & ASSOCIATES, INC.
January 10, 2017 - July 1, 2019
CAPITAL FINANCIAL SERVICES, INC.
January 10, 2017 - July 1, 2019
CAPITAL FINANCIAL SERVICES, INC.
August 19, 2013 - December 31, 2016
WADDELL & REED
July 12, 2013 - December 31, 2016
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
