MM
Mark T. Mallia
BANKERS LIFE ADVISORY SERVICES
Beachwood, OH 44122
Some features on this profile are disabled
CRD#: 6189608
MM
Professional summary
Mark Timothy Mallia Jr, CFP®, who also goes by Mark Timothy Mallia, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Beachwood, Ohio and BANKERS LIFE SECURITIES, INC. located in Beachwood, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Timothy Mallia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE POSITION: Branch Sales Manager NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2016 ADDRESS: 25101 Chagrin Blvd., #170, Beachwood OH 44122, United States DESCRIPTION: Manage all aspects of operations for Bankers Life in the Cleveland North and Akron Ohio offices. ETS CONSULTING POSITION: President/CEO NATURE: This is my personal corporation to handle my 1099 activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2019 ADDRESS: 34565 Seminole Way, Solon OH 44139, United States DESCRIPTION: This is the company that I incorporated my 1099 business activities through BLC/BLS/BLAS into. Additionally ETS consulting is renting an RV through RV share. HERITAGE ESTATES HOA POSITION: Board Member NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2023 ADDRESS: Heritage Estates, Seminole Way, Solon OH 44139, United States DESCRIPTION: As described. I am to help with activities of managing the HOA including selecting a landscaper and ensuring our signage is accurate.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Timothy Mallia Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 22, 2016 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 25101 Chagrin Boulevard Ste 170, Beachwood, OH 44122RIA
CRD#: 281285
Beachwood, OH
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 25101 Chagrin Boulevard Ste 170, Beachwood, OH 44122BD
CRD#: 173962
Beachwood, OH
Past
July 1, 2013 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
MOUNT PLEASANT, MI
Past
May 23, 2013 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MOUNT PLEASANT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/8/2023)
RR
Arizona(2/8/2023)
RR
Arkansas(2/8/2023)
RR
California(2/8/2023)
RR
Colorado(2/8/2023)
RR
Delaware(1/27/2025)
RR
Florida(2/8/2023)
RR
Georgia(1/9/2025)
RR
Idaho(2/8/2023)
RR
Illinois(4/25/2022)
RR
Indiana(1/24/2019)
RR
Maryland(1/9/2025)
RR
Massachusetts(11/26/2024)
RR
Michigan(5/26/2016)
RR
Minnesota(9/29/2023)
RR
Missouri(1/8/2025)
RR
Montana(1/30/2024)
RR
Nebraska(2/8/2023)
RR
Nevada(1/9/2025)
RR
New Hampshire(2/8/2023)
RR
New Jersey(1/8/2025)
RR
New York(1/31/2023)
RR
North Carolina(1/8/2025)
RR
Ohio(9/6/2016)
IAR
Ohio(11/22/2016)
RR
Oregon(2/13/2024)
RR
Pennsylvania(6/19/2017)
RR
South Carolina(12/10/2018)
RR
Tennessee(2/8/2023)
RR
Texas(2/8/2023)
RR
Washington(2/8/2023)
RR
West Virginia(3/28/2024)
RR
Wisconsin(2/8/2023)
RR
Wyoming(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
