Bradley L. Pemberton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Luther Pemberton, who also goes by Bradley Pemberton, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2013. Bradley had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - September 12, 2014
1ST CONSUMER ADVISORY GROUP LLC
May 22, 2014 - August 14, 2014
REGULUS FINANCIAL GROUP, LLC
July 12, 2013 - April 1, 2014
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
1ST CONSUMER ADVISORY GROUP LLC
CRD#: 169633 / SEC#: 801-78825
Contact information
Red Flags
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