AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AL

Aureliana Lopes Monteiro

STRATEGIC WEALTH CAPITAL
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 6188659
AL

Professional summary

Aureliana Lopes Monteiro is a registered financial advisor currently at STRATEGIC WEALTH CAPITAL located in San Francisco, California.

Aureliana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Aureliana has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Date of Affiliation: 09/18/2019 Barclay Chan and Aureliana Lopes Monteiro 6415 Copper Lane Jacksonville Florida 32210 Nature of business: rental property rental property owner Investment-related activity? Yes Hours per month devoted to this business? 0 Hours per month during trading hours devoted to this business: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aureliana Lopes Monteiro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2023 - Present

STRATEGIC WEALTH CAPITAL

Office #1: 345 California Street 6th Floor, San Francisco, CA, 94104
RIA
CRD#: 326299
San Francisco, CA
Past

September 13, 2019 - June 30, 2023

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
San Francisco, CA
Past

September 13, 2019 - June 30, 2023

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
San Francisco, CA
Past

February 9, 2015 - September 16, 2019

MORGAN STANLEY

RIA
CRD#: 149777
SAN FRANCISCO, CA
Past

October 13, 2014 - September 16, 2019

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH CAPITAL
STRATEGIC WEALTH CAPITAL | STRATEGIC WEALTH CAPITAL, LLC

CRD#: 326299 / SEC#: 801-127930

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/5/2023)
IAR
New York
(8/30/2023)
IAR
Texas
(8/18/2023)
IAR
Virginia
(8/18/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/9/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/2014
General Securities Representative Examination

Current Firm

SW
STRATEGIC WEALTH CAPITAL
STRATEGIC WEALTH CAPITAL | STRATEGIC WEALTH CAPITAL, LLC

CRD#: 326299 / SEC#: 801-127930

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
345 California Street 6th Floor, San Francisco, CA, 94104
Mailing Address
Phone number
(415) 780-7022
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

03 27 2025 SWC WRAP FEE BROCHURE FINAL (3/27/2025)
03 27 2025 SWC ADV 2A FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts303
AUM (Assets Under Management)$ 206,478,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC WEALTH CAPITAL

CRD#: 326299San Francisco, CA 94104

TRUST BUT VERIFY

Monitor Aureliana Lopes Monteiro

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.