Evan J. Levy

NESTEGG ADVISORS

Hauppauge, NY 11788

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CRD#: 6188440

Professional summary

Evan Joshua Levy, CFP®, who also goes by Evan Levy, is a registered financial advisor currently at NESTEGG ADVISORS, INC. located in Hauppauge, New York and OSAIC WEALTH, INC. located in Hauppauge, New York.

Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Evan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Evan Levy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Evan Levy is dually-registered with NestEgg Advisors, Inc. and American Portfolios Financial Services, Inc. Approximately 90% of Evan Levy's time is for services as an investment advisor representative and the balance as a registered representative. Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Joshua Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

December 21, 2022 - Present

NESTEGG ADVISORS, INC.

Office #1: 330 Motor Parkway, Hauppauge, NY 11788

RIA

CRD#: 125878

Hauppauge, NY

Current

October 11, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 330 Motor Parkway Suite 305, Hauppauge, NY 11788

RIA

CRD#: 23131

HAUPPAUGE, NY

Past

June 10, 2019 - January 5, 2023

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

June 5, 2019 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HAUPPAUGE, NY

Past

February 23, 2018 - May 6, 2019

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

February 23, 2018 - May 6, 2019

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

September 7, 2016 - December 26, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 7, 2016 - December 26, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 2, 2014 - August 15, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ASTORIA, NY

Past

August 7, 2013 - August 15, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

ASTORIA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NESTEGG ADVISORS, INC.

BRANCH RETIREMENT AND ESTATE PLANNING, LTD. | NESTEGG ADVISORS, INC.

CRD#: 125878 / SEC#: 801-127294

RIA

Registered Investment Advisory firm - (2/13/2023 Approved)

New York

Registered Investment Advisory firm - (2/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(12/21/2022)

New York
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NESTEGG ADVISORS, INC.

BRANCH RETIREMENT AND ESTATE PLANNING, LTD. | NESTEGG ADVISORS, INC.

CRD#: 125878 / SEC#: 801-127294

RIA

Registered Investment Advisory firm - (2/13/2023 Approved)

New York

Registered Investment Advisory firm - (2/14/2023 Terminated)

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Contact information

Main Address

330 Motor Parkway, Hauppauge, NY 11788

Mailing Address

Phone number

(631) 952-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A AND PART 2B OF FORM ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 228,956,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Evan J. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Joshua Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

NESTEGG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2014

Series 63

Date: 12/17/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2013

FINRA

Current Firm

NESTEGG ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NESTEGG ADVISORS, INC.

TRUST BUT VERIFY

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