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MP

Mark A. Peterson

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CRD#: 6187994
MP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Allen Peterson was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2013. Mark had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TORTOISEECOFIN INVESTMENT PARTNERS, LLC, 6363 COLLEGE BOULEVARD, SUITE 100A, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REGIONAL CONSULTANT; 40 HRS/WK DURING SECURITIES HOURS. TORTOISEECOFIN SECURITIES, LLC, 6363 COLLEGE BOULEVARD, SUITE 100A, OVERLAND PARK, KS 66211; INVESTMENT RELATED; 40 HRS/WK DURING SECURITIES HOURS; HYBRID WHOLESALER

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 27, 2017 - June 5, 2023

TORTOISEECOFIN SECURITIES, LLC

BD
CRD#: 285411
OVERLAND PARK, KS
Past

December 5, 2016 - June 5, 2023

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

RIA
CRD#: 285213
BONNER SPRINGS, KS
Past

August 22, 2013 - November 17, 2016

MONTAGE INVESTMENTS, LLC

RIA
CRD#: 152607
LEAWOOD, KS
Past

June 12, 2013 - July 3, 2017

MSEC, LLC

BD
CRD#: 154327
LEAWOOD, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/21/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/11/2013
General Securities Representative Examination

Current Firm

TS
TORTOISEECOFIN SECURITIES, LLC
TORTOISE SECURITIES, LLC | TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411 / SEC#: , 8-69849

BD
Terminated by SEC on 01/12/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/15/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC)OWNER
BEHRENS, BRENT WAYNECFO
BIRZER, HAROLD KEVINDIRECTOR1410255
BONO, DIANE MARIEDIRECTOR5157289
ELLIOTT, KATHERINE ANNCHIEF COMPLIANCE OFFICER/PRESIDENT5385921
HENSON, GARY PAULDIRECTOR2130871
JOHNSTON, MICHELLE ROSSDIRECTOR4131976
MCKEIGUE, MICHAEL SULLIVANMANAGING DIRECTOR, NATIONAL ACCOUNTS2857839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411

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