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GH

Gary Paul Henson

CFA
CRD# 2130871·Registered 1991 - 2016
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Paul Henson, CFA was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1991 - 2016. Gary had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst

Years of Experience

35 years in the financial services industry

Current & Past Employments

440 INVESTMENT GROUP, LLC·CRD# 155399
RIA
Leawood, KS
February 28, 2013 - December 19, 2016
MONTAGE INVESTMENTS, LLC·CRD# 152607
RIA
Leawood, KS
April 13, 2012 - December 19, 2016
MARINER·CRD# 140195
RIA
Leawood, KS
November 8, 2007 - April 11, 2012
TRADESTAR INVESTMENTS,INC.·CRD# 14565
BD
Houston, TX
January 5, 1995 - December 31, 1996
INFINET SECURITIES, INC.·CRD# 25976
BD
May 15, 1991 - September 25, 1993

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Current Firm

4I
440 INVESTMENT GROUP, LLC

440 INVESTMENT GROUP, LLC | 440 INVESTMENT PARTNERS, LLC

CRD#: 155399 / SEC#: 801-71952

Contact Information

Main Address

5700 W 112th St Suite 500, Overland Park, KS 66211

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/31/2017)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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