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LL

Leah A. Loewenthal

Some features on this profile are disabled
CRD#: 6187843
LL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leah A Loewenthal, who also goes by Leah Anne Loewenthal, was a registered financial professional .

Leah is a previously registered financial professional and started their career in finance in 2014. Leah had worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Leah Anne Loewenthal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 30, 2021 - November 30, 2025

BEACON POINTE ADVISORS, LLC

RIA
CRD#: 119290
Campbell, CA
Past

March 3, 2021 - December 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BEVERLY HILLS, CA
Past

February 1, 2021 - December 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BEVERLY HILLS, CA
Past

December 1, 2017 - October 15, 2020

MORTON WEALTH

RIA
CRD#: 141250
CALABASAS, CA
Past

July 2, 2015 - November 10, 2017

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LOS ANGELES, CA
Past

July 2, 2015 - November 10, 2017

OPPENHEIMER & CO. INC.

BD
CRD#: 249
LOS ANGELES, CA
Past

October 14, 2014 - July 6, 2015

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WESTLAKE VILLAGE, CA
Past

October 14, 2014 - July 6, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WESTLAKE VILLAGE, CA
Past

April 8, 2014 - June 18, 2014

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LOS ANGELES, CA
Past

February 3, 2014 - June 18, 2014

OPPENHEIMER & CO. INC.

BD
CRD#: 249
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BEACON POINTE ADVISORS, LLC
BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA
Registered Investment Advisory firm - (2/20/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/20/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/7/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/10/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2014
General Securities Representative Examination

Current Firm

BP
BEACON POINTE ADVISORS, LLC
BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA
Registered Investment Advisory firm - (2/20/2002 Approved)
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Contact information

Main Address
24 Corporate Plaza Suite 150, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 718-1600
Established
Firm type
Fiscal year end
# of Employees
600

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 - APPENDIX 1 (3/31/2025)
BEACON POINTE ADVISORS, LLC FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts54,870
AUM (Assets Under Management)$ 39,839,757,384

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2025
Cover Page
Report
12/26/2024
Cover Page
Report
11/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEACON POINTE ADVISORS, LLC

CRD#: 119290

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