William R. Cavalier
Professional summary
William R Cavalier MR, who also goes by William R Cavalier, is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Fayetteville, North Carolina and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. William has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William R Cavalier MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
TRUSTAGE INVESTMENT MANAGEMENT
October 15, 2020 - Present
CUNA BROKERAGE SERVICES, INC.
July 20, 2020 - January 10, 2022
CUNA BROKERAGE SERVICES, INC.
August 29, 2019 - March 11, 2020
HCO PRIVATE WEALTH
July 19, 2013 - October 21, 2014
CUNA BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2020)
(10/30/2020)
(10/30/2020)
(10/30/2020)
(10/30/2020)
(3/12/2025)
(10/30/2020)
(10/15/2020)
(1/7/2022)
(10/30/2020)
(10/30/2020)
Exams
Series 6TO
Date: 10/15/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
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