Lisa M. Westermark

BEVERLY HILLS PRIVATE WEALTH

Beverly Hills, CA 90212

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CRD#: 6187514

Professional summary

Lisa Madeleine Westermark, who also goes by Lisa Mindelle, Lisa Madeleine Weiner, is a registered financial advisor currently at BEVERLY HILLS PRIVATE WEALTH, LLC located in Beverly Hills, California.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Lisa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Mindelle | Lisa Madeleine Weiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Madeleine Westermark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2022 - Present

BEVERLY HILLS PRIVATE WEALTH, LLC

Office #1: 350 S. Beverly Drive Suite 360, Beverly Hills, CA 90212

RIA

CRD#: 321132

Beverly Hills, CA

Past

February 13, 2018 - October 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BEVERLY HILLS, CA

Past

October 19, 2017 - October 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEVERLY HILLS PRIVATE WEALTH, LLC

CRD#: 321132 / SEC#: 801-126697

RIA

Registered Investment Advisory firm - (10/6/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/10/2022)

IAR

Texas
(10/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2017

General Securities Representative Examination

Current Firm

BEVERLY HILLS PRIVATE WEALTH, LLC

CRD#: 321132 / SEC#: 801-126697

RIA

Registered Investment Advisory firm - (10/6/2022 Approved)

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Contact information

Main Address

350 S. Beverly Drive Suite 360, Beverly Hills, CA 90212

Mailing Address

Phone number

(310) 388-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,079
AUM (Assets Under Management)	$ 782,522,752

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/13/2025	Cover Page	Report
01/17/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa M. Westermark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Madeleine Westermark's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEVERLY HILLS PRIVATE WEALTH, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BEVERLY HILLS PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2017

Current Firm

BEVERLY HILLS PRIVATE WEALTH, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEVERLY HILLS PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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