Curtis C. Harris
Professional summary
Curtis Clark Harris IV, who also goes by Clark Harris IV, Curtis C Harris Iv, Curtis C Harris, Clark Harris, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Springfield, Virginia.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Curtis has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Clark Harris IV's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Curtis Clark Harris IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 6225 Brandon Ave Ste 140, Springfield, VA 22150October 12, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 6225 Brandon Ave Ste 140, Springfield, VA 22150January 9, 2014 - October 11, 2017
PRUCO SECURITIES, LLC.
May 24, 2013 - October 11, 2017
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2024)
(6/20/2024)
(10/12/2017)
(4/19/2023)
(6/19/2020)
(4/7/2023)
(6/18/2024)
(6/20/2024)
(10/12/2017)
(10/12/2017)
(8/10/2020)
(4/6/2023)
(8/30/2021)
(4/10/2023)
(12/5/2017)
(1/18/2024)
(10/12/2017)
(10/12/2017)
(1/14/2025)
(1/15/2025)
Exams
FINRA
Current Firm
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
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