Michael B. Hahn
Professional summary
Michael Bancroft Hahn, who also goes by Michael Hahn, is a registered financial professional currently at FROST BROKERAGE SERVICES, INC. located in Houston, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Bancroft Hahn's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2023 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 1700 Post Oak Blvd, Houston, TX 77056July 6, 2021 - May 18, 2023
USCA SECURITIES LLC
April 11, 2019 - June 29, 2021
NEXT FINANCIAL GROUP, INC.
September 24, 2013 - April 5, 2019
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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