DH
Deborah J. Harris
TRUIST ADVISORY SERVICES
BOYERTOWN, PA 19512
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CRD#: 6186507
DH
Professional summary
Deborah J Harris, who also goes by Deborah Jane Mascher, Deborah Jane Nester, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Boyertown, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Boyertown, Pennsylvania.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Deborah has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deborah Jane Mascher | Deborah Jane Nester
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAREGIVER POSITION: Caregiver NATURE: Caregiver for Down Syndrome patients INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: Pottstown PA, United States DESCRIPTION: Caregiver for Down Syndrome patients. NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2021 ADDRESS: Gilbertsville PA, United States DESCRIPTION: Notary
CRS (Client Relationship Summary) - RIA
Click below to view Deborah J Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1 W Philadelphia Ave, Boyertown, PA 19512RIA
CRD#: 283390
BOYERTOWN, PA
Current
May 18, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1 W Philadelphia Ave Fl 2, Boyertown, PA 19512BD
CRD#: 17499
Boyertown, PA
Past
February 28, 2017 - May 19, 2023
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
EAST NORRITON, PA
Past
July 17, 2014 - May 19, 2023
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
EAST NORRITON, PA
Past
August 13, 2013 - June 20, 2014
M&T SECURITIES, INC.
BD
CRD#: 17358
WYOMISSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2024)
RR
Alaska(1/8/2024)
RR
Arizona(5/18/2023)
RR
Arkansas(1/8/2024)
RR
California(5/18/2023)
RR
Colorado(5/18/2023)
RR
Connecticut(1/8/2024)
RR
Delaware(1/2/2024)
RR
District of Columbia(1/8/2024)
RR
Florida(5/18/2023)
RR
Georgia(1/8/2024)
RR
Hawaii(1/8/2024)
RR
Idaho(1/8/2024)
RR
Illinois(1/8/2024)
RR
Indiana(1/8/2024)
RR
Iowa(1/8/2024)
RR
Kansas(1/8/2024)
RR
Kentucky(1/8/2024)
RR
Louisiana(1/8/2024)
RR
Maine(1/8/2024)
RR
Maryland(5/18/2023)
RR
Massachusetts(1/8/2024)
RR
Michigan(5/18/2023)
RR
Minnesota(1/8/2024)
RR
Mississippi(1/8/2024)
RR
Missouri(1/8/2024)
RR
Montana(1/8/2024)
RR
Nebraska(1/8/2024)
RR
Nevada(1/8/2024)
RR
New Hampshire(1/8/2024)
RR
New Jersey(5/18/2023)
RR
New Mexico(1/8/2024)
RR
New York(1/8/2024)
RR
North Carolina(5/18/2023)
RR
North Dakota(1/8/2024)
RR
Ohio(1/8/2024)
RR
Oklahoma(1/8/2024)
RR
Oregon(1/8/2024)
RR
Pennsylvania(5/18/2023)
IAR
Pennsylvania(5/18/2023)
RR
Puerto Rico(1/8/2024)
RR
Rhode Island(5/18/2023)
RR
South Carolina(5/18/2023)
RR
South Dakota(1/8/2024)
RR
Tennessee(1/8/2024)
RR
Texas(5/18/2023)
RR
Utah(1/8/2024)
RR
Vermont(1/8/2024)
RR
Virgin Islands(1/8/2024)
RR
Virginia(5/18/2023)
RR
Washington(1/8/2024)
RR
West Virginia(1/8/2024)
RR
Wisconsin(5/18/2023)
RR
Wyoming(1/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Boyertown, PA 19512TRUST BUT VERIFY
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