Michael J. Seal
Professional summary
Michael James Seal JR., who also goes by Michael James Seal, Michael Seal, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in San Antonio, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 50 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Seal JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 1020 Ne Loop 410 Suite 640, San Antonio, TX 78209October 3, 2017 - October 12, 2023
UBS FINANCIAL SERVICES INC.
January 31, 2014 - September 25, 2017
M. E. ALLISON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2023)
Exams
FINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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