Andrew S. Fredrick
Professional summary
Andrew Stephen Fredrick is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Grandview Heights, Ohio.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Stephen Fredrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2016 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: 1000 Yard Street H Building, Grandview Heights, OH 43212October 10, 2013 - December 17, 2015
QUESTAR CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2017)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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