James R. Patrick

ROBERT L. BENDER DBA ROBERT BENDER & ASSOCIATES

PASADENA, CA 91101

Some features on this profile are disabled

CRD#: 6184454

Professional summary

James Robert Patrick, who also goes by Jim R Patrick, is a registered financial advisor currently at ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES located in Pasadena, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim R Patrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Patrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2025 - Present

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

Office #1: 199 S. Los Robles Avenue Suite 530, Pasadena, CA 91101

RIA

CRD#: 109766

PASADENA, CA

Past

May 15, 2013 - June 21, 2013

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

BENDER ROBERT & ASSOCIATES | ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES | BENDER ROBERT L INC

CRD#: 109766 / SEC#: 801-14216

RIA

Registered Investment Advisory firm - (12/1/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/2013

General Securities Representative Examination

Current Firm

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

BENDER ROBERT & ASSOCIATES | ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES | BENDER ROBERT L INC

CRD#: 109766 / SEC#: 801-14216

RIA

Registered Investment Advisory firm - (12/1/1978 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

199 S. Los Robles Avenue Suite 530, Pasadena, CA 91101

Mailing Address

Phone number

(626) 397-9072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2A/B (5/16/2025)

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 432,555,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James R. Patrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Patrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

EDWARD JONES

Primary Firm SEC Registration

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2013

Series 7

Date: 5/14/2013

Current Firm

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

TRUST BUT VERIFY

Similar Advisors