CR
Curtis W. Raven
CETERA INVESTMENT ADVISERS LLC
TAMPA, FL 33624
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CRD#: 6184181
CR
Professional summary
Curtis Wayne Raven is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tampa, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Tampa, Florida.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Curtis has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RAVEN LAW GROUP PLLC; TAMPA, FL; NON-INVESTMENT RELATED; LEGAL AND TAX SERVICES/ATTORNEY/CPA; OWNER; 4 HRS/MO 2)RAVEN MARKETING GROUP LLC; TAMPA, FL; NON-INVESTMENT RELATED; MARKET AND SALE WARRANTY SERVICE CONTRACTS WITH LOCAL CAR DEALERSHIPS; 4 HRS/MO 3)POA FOR IMMEDIATE FAMILY MEMBER; NON-INVESTMENT RELATED 4) NAME OF OTHER BUSINESS: GENERATIONS TAX & WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA & WEALTH MANAGEMENT FIRM ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CPA / FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ACCOUNTING & BOOKKEEPING ; 5)NAME OF OTHER BUSINESS: RAVEN MARKETING GROUP LLC ; INVESTMENT RELATED: NO ADDRESS: 301 W PLAT ST, TAMPA, FL 33606 ; NATURE OF BUSINESS: MERCHANT SERVICE REFERRALS ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO PAYROLL COMPANIES AND RECEIVE REFERRAL FEES FOR PAYROLL SERVICES AND MERCHANT CARD PROCESSING ; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2021, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, PROPERTY & CASUALTY; 7) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: TAMPA, FL & TENNYSON, IN NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2015, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTIES; 8) NAME OF OTHER BUSINESS: RAVEN INSURANCE GROUP LLC, WE INSURE GENERATIONS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Wayne Raven's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3903 Northdale Boulevard Suite 270e, Tampa, FL 33624RIA
CRD#: 105644
TAMPA, FL
Current
December 3, 2020 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 3903 Northdale Boulevard Suite 270e, Tampa, FL 33624BD
CRD#: 10358
TAMPA, FL
Past
September 4, 2014 - December 22, 2020
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
TAMPA, FL
Past
August 18, 2014 - December 22, 2020
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
TAMPA, FL
Past
May 30, 2013 - July 30, 2014
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
TAMPA, FL
Past
May 1, 2013 - July 30, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2021)
RR
California(12/9/2020)
RR
Colorado(3/2/2021)
RR
Connecticut(8/16/2023)
RR
Delaware(1/7/2021)
RR
Florida(12/3/2020)
IAR
Florida(12/8/2020)
RR
Georgia(1/18/2022)
RR
Massachusetts(1/11/2021)
RR
Missouri(12/3/2020)
RR
Nevada(9/13/2021)
RR
New Jersey(7/12/2021)
RR
New York(12/3/2020)
RR
North Carolina(12/23/2020)
RR
Oklahoma(12/14/2020)
RR
Pennsylvania(12/14/2020)
RR
South Carolina(12/3/2020)
RR
Tennessee(11/5/2025)
RR
Texas(2/25/2022)
IAR
Texas(2/23/2023)
RR
Virginia(6/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tampa, FL 33624TRUST BUT VERIFY
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