Mary S. Robbins

FIVE MILE RIVER I. M. L.L.C.

Petaluma, CA

Some features on this profile are disabled

CRD#: 6183879

Professional summary

Mary Spalding Robbins, who also goes by Mary Spalding Holmes, is a registered financial advisor currently at FIVE MILE RIVER I. M. L.L.C. located in Petaluma, California.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Mary has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Spalding Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Limited Liability Company Name: SPALDING ENDURANCE LLC and SPALDING ENDURANCE LLC dba SPALDING SPORTHORSE Formed In CALIFORNIA Purpose/Nature of Business: Athletic Coaching, Sponsorships, and Operation of a Equestrian Vacation Rental Property Investment Related: No Position: Agent and Sole Member Start Date: 2/19/19 Hours per Month spent on business: 2 Hours you devote during securities trading hours: 0 Duties: Minimal duties throughout the year, for a total of about 24hrs/year on nights and weekends only. Duties include: Secretary of State filings, monthly accounts payable, sponsorship management, oversight of external property manager, oversight of external tax accountants, coordination with other service providers for general maintenance, coaching, fitness products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Spalding Robbins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2025 - Present

FIVE MILE RIVER I. M. L.L.C.

RIA

CRD#: 125964

Petaluma, CA

Past

January 6, 2023 - August 20, 2025

FIFTH THIRD WEALTH ADVISORS LLC

RIA

CRD#: 313015

Charlotte, NC

Past

September 13, 2016 - September 5, 2017

FRANKLIN STREET ADVISORS INC.

RIA

CRD#: 106275

CHAPEL HILL, NC

Past

December 22, 2015 - September 2, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

December 9, 2013 - July 8, 2015

FRANKLIN STREET ADVISORS INC.

RIA

CRD#: 106275

CHAPEL HILL, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/8/2025)

IAR

Florida
(10/22/2025)

IAR

North Carolina
(9/7/2025)

IAR

Texas
(9/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2015

General Securities Representative Examination

Current Firm

FIVE MILE RIVER I. M. L.L.C.

FIVE MILE RIVER I. M. L.L.C. | FIVE MILE RIVER INVESTMENT MANAGEMENT L.L.C.

CRD#: 125964 / SEC#: 801-63707

RIA

Registered Investment Advisory firm - (7/6/2012 Terminated)

Arizona

Registered Investment Advisory firm - (4/23/2012 Approved)

Connecticut

Registered Investment Advisory firm - (4/16/2012 Approved)

Florida

Registered Investment Advisory firm - (7/2/2012 Approved)

New Jersey

Registered Investment Advisory firm - (1/31/2014 Terminated)

New York

Registered Investment Advisory firm - (6/12/2012 Approved)

North Carolina

Registered Investment Advisory firm - (5/3/2012 Approved)

South Carolina

Registered Investment Advisory firm - (4/25/2022 Approved)

Texas

Registered Investment Advisory firm - (5/8/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Okatie, SC

Mailing Address

Phone number

(203) 388-4848

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 82,398,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mary S. Robbins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Spalding Robbins's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIVE MILE RIVER I. M. L.L.C.

FIFTH THIRD WEALTH ADVISORS LLC

FRANKLIN STREET ADVISORS INC.

J.P. MORGAN SECURITIES LLC

FRANKLIN STREET ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2023

Series 63

Date: 3/11/2016

SIE

Date: 9/2/2016

Series 7

Date: 12/22/2015

Current Firm

FIVE MILE RIVER I. M. L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIVE MILE RIVER I. M. L.L.C.

TRUST BUT VERIFY

Similar Advisors