Brian Beitzel
Professional Summary
Brian Beitzel, who also goes by Brian Joseph Beitzel, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Cedar Rapids, Iowa and TRANSAMERICA CAPITAL, LLC located in Denver, Colorado. Brian is registered as a RR (Registered Representative) and started their career in finance in 2016. Brian has worked at 3 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Joseph Beitzel
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
Current Firm
DIVERSIFIED INVESTORS SECURITIES CORP. | TRANSAMERICA INVESTORS SECURITIES, LLC | TRANSAMERICA INVESTORS SECURITIES CORPORATION
Contact Information
Main Address
440 Mamaroneck Avenue, Harrison, NY 10528Mailing Address
440 Mamaroneck Avenue, Harrison, NY 10528Phone Number
(914) 627-3000Established
Delaware since 12/31/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | — |
| BEITZEL, BRIAN | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 6183770 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
Regulatory Event
1Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2018About the Series 6 examSRO Registrations
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT
CRS (Client Relationship Summary) - BD
Click below to view Brian Beitzel's CRS (Customer Relationship Summary).
Similar Advisors
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
PNC WEALTH MANAGEMENT LLC
PURPOSE BUILT