Jennie S. Liu
Professional summary
Jennie S Liu, who also goes by Jennie Liu, is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Jennie is registered as a RR (Registered Representative) and started their career in finance in 2013. Jennie has worked at 3 firms and has passed the Series 57TO, SIE, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennie S Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2021 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006August 1, 2019 - November 9, 2020
SUMMIT SECURITIES GROUP LLC
June 15, 2015 - April 23, 2019
VOLANT LIQUIDITY, LLC
April 19, 2013 - December 4, 2013
WTS PROPRIETARY TRADING GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 6/1/2013
Proprietary Trader Qualification ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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