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BS

Brett A. Sussman

OPTIVER EXECUTION SERVICES
New York, NY 10010
CRD#: 6182481
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BS
Brett Adam SussmanOPTIVER EXECUTION SERVICES

Professional summary

Brett Adam Sussman, who also goes by Brett A Sussman, is a registered financial professional currently at OPTIVER EXECUTION SERVICES LLC located in New York, New York.

Brett is registered as a RR (Registered Representative) and started their career in finance in 2013. Brett has worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 3, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brett A Sussman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brett Adam Sussman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

OPTIVER EXECUTION SERVICES LLC

Office #1: 360 Park Avenue South Suite 1200, New York, NY 10010
BD
CRD#: 316308
New York, NY
Past

August 8, 2016 - June 24, 2025

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

BD
CRD#: 282266
New York, NY
Past

August 6, 2013 - July 25, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/27/2026)
RR
California
(5/27/2026)
RR
Connecticut
(5/27/2026)
RR
Florida
(5/27/2026)
RR
Illinois
(5/27/2026)
RR
Massachusetts
(5/27/2026)
RR
Montana
(5/27/2026)
RR
New Jersey
(5/27/2026)
RR
New York
(5/27/2026)
RR
Pennsylvania
(5/27/2026)
RR
Puerto Rico
(5/27/2026)
RR
Rhode Island
(5/27/2026)
RR
Texas
(5/27/2026)
RR
Virginia
(5/27/2026)
RR
Washington
(5/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 3
Date: 5/13/2019
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/2/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/6/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/9/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OE
OPTIVER EXECUTION SERVICES LLC
OPTIVER EXECUTION SERVICES LLC

CRD#: 316308 / SEC#: , 8-70932

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Phone number
(312) 821-9500
Established
Illinois since 07/29/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER VENTURES PARTNERSHIP US LPPARENT COMPANY
COLEMAN, KEVIN PAULCHIEF COMPLIANCE OFFICER6254324
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER2964800
LEES, JUSTIN TERENCEHEAD OF SALES TRADING6077317
WADE, ASHLEY KFINOP6588506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIVER EXECUTION SERVICES LLC

CRD#: 316308New York, NY 10010

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