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CS

Christopher J. Stutzman

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CRD#: 6182336
CS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Joseph Stutzman was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 1 firm and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 3, 2013 - June 17, 2013

LARSON FINANCIAL SECURITIES, LLC

BD
CRD#: 152517
SAINT LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 5/2/2013
General Securities Representative Examination

Current Firm

LF
LARSON FINANCIAL SECURITIES, LLC
LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517 / SEC#: , 8-68456

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Phone number
(866) 569-2450
Established
Missouri since 11/18/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LARSON FINANCIAL HOLDINGS, LLCMANAGING MEMBER
MILLER, RANDY SCOTTPRINCIPAL OPERATIONS OFFICER4798775
MILLER, RANDY SCOTTFINOP4798775
MILLER, RANDY SCOTTCHIEF COMPLIANCE OFFICER4798775
MILLER, RANDY SCOTTPRINCIPAL FINANCIAL OFFICER4798775
WIENS, COLIN GREGORYPRESIDENT5841752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

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