AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MM

Michael Markiewicz

RWM CAPITAL
Noblesville, IN 46062
Some features on this profile are disabled
CRD#: 6181892
MM

Professional summary

Michael Markiewicz, who also goes by Michael Richard Markiewicz, is a registered financial advisor currently at RWM CAPITAL, LLC located in Noblesville, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Richard Markiewicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Markiewicz Financial LLC. It is investment related; Life Insurance and Fixed/Indexed Annuities. 5143 Citadel Dr. Noblesville, IN 46062. Owner, Partner. began 9/13/15. 160 hours/month.160/month during securities trading hours. Prospect, sell, and maintain client accounts. 2.) RWM Capital, LLC; Investment Related; Sugarland, TX; RIA; Investment Adviser Representative; Start Date 02/2024; Approximately 80 hours/month with all hours during trading hours 3.) Foundations Investment Advisors, LLC; Investment Related; Carmel, IN; RIA; Investment Adviser Representative; Start Date 07/2017; Approximately 80 hours/month with all hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Markiewicz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2024 - Present

RWM CAPITAL, LLC

Office #1: 4882 Waterhaven Dr., Noblesville, IN 46062
RIA
CRD#: 310635
Noblesville, IN
Past

July 17, 2017 - January 2, 2025

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA
CRD#: 175083
Caramel, IN
Past

September 22, 2015 - September 30, 2016

LINCOLN INVESTMENT

RIA
CRD#: 519
Katy, TX
Past

September 22, 2015 - September 30, 2016

LINCOLN INVESTMENT

BD
CRD#: 519
Katy, TX
Past

June 27, 2014 - September 23, 2015

PFS INVESTMENTS INC.

RIA
CRD#: 10111
HOUSTON, TX
Past

June 3, 2013 - September 23, 2015

PFS INVESTMENTS INC.

BD
CRD#: 10111
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RWM CAPITAL, LLC
ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA
Registered Investment Advisory firm - (9/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/26/2024)
IAR
Texas
(3/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/4/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/30/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/1/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RC
RWM CAPITAL, LLC
ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA
Registered Investment Advisory firm - (9/21/2020 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1650 Highway 6 Suite 250, Sugar Land, TX 77478
Mailing Address
2555 Marshall Road Suite C-1, Biloxi, MS 39531
Phone number
(832) 981-7000
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts2,096
AUM (Assets Under Management)$ 161,362,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RWM CAPITAL, LLC

CRD#: 310635Noblesville, IN 46062

TRUST BUT VERIFY

Monitor Michael Markiewicz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Brian Forrest Cooke
Brian CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Tammy Kay Williams
Tammy WilliamsAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics