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Pohnrad Joy Subsomboon

CRD# 6181355·Registered 2013 - 2023
Previously Registered: Being a previously registered professional could mean that Pohnrad is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Pohnrad Joy Subsomboon, who also goes by Joy Chotejulangkul, Pohnrad Chotejulangkul, was a registered financial advisor. Pohnrad was a previously registered financial professional and started their career in finance 2013 - 2023. Pohnrad had worked at 5 firms and has passed the SIE, Series 87, Series 7, Series 99, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joy Chotejulangkul, Pohnrad Chotejulangkul

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

FOCALPOINT SECURITIES, LLC·CRD# 133168
BD
Los Angeles, CA
February 8, 2022 - January 3, 2023
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
January 13, 2022 - July 22, 2022
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Los Angeles, CA
March 18, 2021 - June 4, 2025
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
February 6, 2018 - March 4, 2019
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Los Angeles, CA
June 28, 2017 - June 4, 2025
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
July 29, 2013 - November 30, 2017

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Current Firm

FS
FOCALPOINT SECURITIES, LLC

FOCALPOINT SECURITIES, LLC

CRD#: 133168 / SEC#: 8-66697
BD
Terminated by SEC on 01/01/2023

Contact Information

Established

California since 07/26/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
B. RILEY SECURITIES HOLDINGS, LLCDIRECT PARENT—
BAKER, JAMES RICHARDPRESIDENT5834046
MARKUNAS, MICHAELCCO1832307
MOORE, ANDREW THOMASCEO4574997

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Apr 2014About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Oct 2013About the Series 7 exam

Series 99 — Operations Professional Examination

Passed Jul 2013About the Series 99 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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