SW
Shai J. Weinbaum
SHAI WEINBAUM INVESTMENT MANAGEMENT
Poulsbo, WA
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CRD#: 6180967
SW
Professional summary
Shai Jacob Weinbaum is a registered financial advisor currently at SHAI WEINBAUM INVESTMENT MANAGEMENT located in Poulsbo, Washington.
Shai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shai has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shai Jacob Weinbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2021 - Present
SHAI WEINBAUM INVESTMENT MANAGEMENT
RIA
CRD#: 167376
Poulsbo, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(1/8/2021)
Current Firm
SW
SHAI WEINBAUM INVESTMENT MANAGEMENT
SHAI WEINBAUM INVESTMENT MANAGEMENT | WEINBAUM, SHAI
CRD#: 167376 / SEC#:
Washington
Registered Investment Advisory firm - (8/13/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Poulsbo, WA
Mailing Address
Phone number
(360) 621-8540
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 420,989 |
Red Flags
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