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Lance Joseph Rosina

Lance J. Rosina

WELLFULL
Harleysville, PA 19438
Some features on this profile are disabled
CRD#: 6180424
Lance Joseph Rosina

Professional summary

Lance Joseph Rosina, CFP®, who also goes by Lance Rosina, is a registered financial advisor currently at WELLFULL located in Harleysville, Pennsylvania.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lance has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lance Rosina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fellowship of Christian Athletes; 8701 Leeds Rd. Kansas City MO 64129; Setting up groups of Christian Athletes on middle school, high school, and college campuses around the country; Board Member; General oversight of Bucks County FCA groups; affiliation started 02/01/2017; 4.0 hours per month; not during securities trading hours; not investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Joseph Rosina's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

September 8, 2017 - Present

WELLFULL

Office #1: 272 Ruth Road, Harleysville, PA 19438
RIA
CRD#: 288705
Harleysville, PA
Past

September 14, 2015 - September 14, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
PRINCETON, NJ
Past

September 14, 2015 - September 14, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
PRINCETON, NJ
Past

March 16, 2015 - August 5, 2015

GIRARD PARTNERS LTD.

RIA
CRD#: 39163
SOUDERTON, PA
Past

December 23, 2014 - August 5, 2015

GIRARD INVESTMENT SERVICES, LLC

RIA
CRD#: 1834
SOUDERTON, PA
Past

September 4, 2014 - August 5, 2015

GIRARD INVESTMENT SERVICES, LLC

BD
CRD#: 1834
SOUDERTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WELLFULL
BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA
Registered Investment Advisory firm - (6/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(9/8/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/2014
General Securities Representative Examination

Current Firm

WE
WELLFULL
BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA
Registered Investment Advisory firm - (6/29/2017 Approved)
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Contact information

Main Address
272 Ruth Road, Harleysville, PA 19438
Mailing Address
Phone number
(267) 500-1080
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WELLFULL 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts2,370
AUM (Assets Under Management)$ 755,902,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLFULL

CRD#: 288705Harleysville, PA 19438

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